Testing RRphylo methods overfit

Silvia Castiglione, Carmela Serio, Giorgia Girardi, Pasquale Raia

Index

  1. overfit- functions basics
  2. overfitRR
  3. overfitSS
  4. overfitST
  5. overfitSC
  6. overfitPGLS
  7. Guided examples

overfit- functions basics

Methods using a large number of parameters risk being overfit. This usually translates in poor fitting with data and trees other than the those originally used. With RRphylo methods this risk is usually very low. However, the user can assess how robust the results got by applying search.shift, search.trend, search.conv, or PGLS_fossil are by running the overfit- functions. The basic idea of overfit- is using alternative tree topologies to test for both phylogenetic and sampling uncertainty at the same time. Such alternative phylogenies can be provided by the user as a list/multiPhylo object, otherwise can be generated through resampleTree. In this latter case, the original tree and data are subsampled by specifying a s parameter, that is the proportion of tips to be removed from the tree, and species positions are shuffled by using the function swapONE. When generating phylogenies to test the robustness of search.shift, search.trend at individual clades, and search.conv, it is advisable to constrain resampleTree so that it preserves the identity of clades/groups under testing. This is achieved by providing as node/categories arguments of resampleTree the node/nodes/state arguments in the main functions. Similarly, using the phylogenetic tree returned by RRphylo is recommended.

overfitRR

overfitRR tests the robustness of the robustness of ancestral state and rate estimates. It takes as input an object generated by RRphylo, a list of alternative phylogenetic trees, and all the data used to produce it (besides necessary phenotypic data, any other argument such as covariate, predictor, and so on, passed to RRphylo). The output is a RRphyloList object including: the list of RRphylo per simulation ($RR.list), the phenotypic estimate at the tree root per simulation ($root.est), the 95% confidence interval around the original phenotypic value at the tree root ($rootCI) and the regression parameters describing the relation between the original values at internal nodes and the corresponding figure after subsampling and swapping ($ace.regressions). A regression slope close to one indicates a better matching between original and subsampled values, suggesting the estimation is robust to phylogenetic uncertainty and subsampling.

Since the ancestral state estimation within RRphylo is unbounded, sometimes altering the tree topology leads to implausible root estimate (n.b. setting the rootV does not bound the estimation, it does not solve this problem). In this case it is advisable to discard such questionable outputs from $RR.list before running further analyses.

Guided examples

## overfitRR routine
# load the RRphylo example dataset including Ornithodirans tree and data
library(ape)
data("DataOrnithodirans")
DataOrnithodirans$treedino->treedino
log(DataOrnithodirans$massdino)->massdino
DataOrnithodirans$statedino->statedino

# extract Pterosaurs tree and data
extract.clade(treedino,746)->treeptero
massdino[match(treeptero$tip.label,names(massdino))]->massptero
massptero[match(treeptero$tip.label,names(massptero))]->massptero

# peform RRphylo on body mass
RRphylo(tree=treeptero,y=massptero,clus=cc)->RRptero

# generate a list of subsampled and swapped phylogenies to test
tree.list<-resampleTree(RRptero$tree,s = 0.25,swap.si = 0.1,swap.si2 = 0.1,nsim=10)

# test the robustness of RRphylo
ofRRptero<-overfitRR(RR = RRptero,y=massptero,phylo.list=tree.list,clus=cc)


## overfitRR routine on multiple RRphylo
# load the RRphylo example dataset including Cetaceans tree and data
data("DataCetaceans")
DataCetaceans$treecet->treecet
DataCetaceans$masscet->masscet
DataCetaceans$brainmasscet->brainmasscet
DataCetaceans$aceMyst->aceMyst

# cross-reference the phylogenetic tree and body and brain mass data. Remove from
# both the tree and vector of body sizes the species whose brain size is missing
drop.tip(treecet,treecet$tip.label[-match(names(brainmasscet),treecet$tip.label)])->treecet.multi
masscet[match(treecet.multi$tip.label,names(masscet))]->masscet.multi

# peform RRphylo on the variable (body mass) to be used as additional predictor
RRphylo(tree=treecet.multi,y=masscet.multi,clus=cc)->RRmass.multi
RRmass.multi$aces[,1]->acemass.multi

# create the predictor vector: retrieve the ancestral character estimates 
# of body size at internal nodes from the RR object ($aces) and collate them
# to the vector of species' body sizes to create
c(acemass.multi,masscet.multi)->x1.mass

# peform RRphylo on brain mass by using body mass as additional predictor
RRphylo(tree=treecet.multi,y=brainmasscet,x1=x1.mass,clus=cc)->RRmulti

# generate a list of subsampled and swapped phylogenies to test
treecet.list<-resampleTree(RRmulti$tree,s = 0.25,swap.si=0.1,swap.si2=0.1,nsim=10)

# test the robustness of multiple RRphylo
ofRRcet<-overfitRR(RR = RRmulti,y=brainmasscet,phylo.list=treecet.list,clus=cc,x1 =x1.mass)

overfitSS

overfitSS tests the robustness of search.shift. It takes as input an object generated by RRphylo (RR), an object generated by overfitRR performed on RR (oveRR), and node and/or state as passed to search.shift (they can be provided at the same time). The output is a RRphyloList object including: the results of search.shift under clade condition ($SSclade.list) and sparse condition ($SSsparse.list) per simulation, and a $shift.results summary object. The latter element returns separate results for clade and sparse conditions ($shift.results). The first (clade) includes the proportion of simulations producing significant and positive (p.shift+) or significant and negative (p.shift-) rate shifts for each single node (either compared to the rest of the tree - $single.clades$singles - or to the rest of the tree after removing other shifting clades - $single.clades$no.others), and for all the clades taken as a whole ($all.clades.together - see Testing rate shifts pertaining to entire clades for further details). Under the sparse condition (sparse), the same figures as before are reported for each state category compared to the rest of the tree and for all possible pair of categories (see Testing rate shifts pertaining to phylogenetically unrelated species for further details).

Guided examples


# load the RRphylo example dataset including Ornithodirans tree and data
data("DataOrnithodirans")
DataOrnithodirans$treedino->treedino
log(DataOrnithodirans$massdino)->massdino
DataOrnithodirans$statedino->statedino

# peform RRphylo on Ornithodirans tree and data
RRphylo(tree=treedino,y=massdino,clus=cc)->dinoRates

# perform search.shift under both "clade" and "sparse" condition
search.shift(RR=dinoRates, status.type= "clade")->SSauto
search.shift(RR=dinoRates, status.type= "sparse", state=statedino)->SSstate

## overfitSS routine
# generate a list of subsampled and swapped phylogenies, setting as categories/node
# the state/node under testing
tree.list<-resampleTree(dinoRates$tree,s = 0.25,categories=statedino,
node=rownames(SSauto$single.clades),swap.si = 0.1,swap.si2 = 0.1,nsim=10)

# test the robustness of search.shift
ofRRdino<-overfitRR(RR = dinoRates,y=massdino,phylo.list=tree.list,clus=cc)
ofSS<-overfitSS(RR = dinoRates,oveRR = ofRRdino,state=statedino,
                node=rownames(SSauto$single.clades))

overfitST

overfitST tests the robustness of search.trend. It takes as input an object generated by RRphylo (RR), the phenotypic data (y), an object generated by overfitRR performed on RR (oveRR), and the arguments x1, x1.residuals, node, and cov as passed to search.trend. The output is a RRphyloList object including: the results of search.trend per simulation ($ST.list) and a $trend.results summary object. Within the latter object, results for the entire tree (tree) summarize the proportion of simulations producing positive (slope+) or negative (slope-) slopes significantly higher (p.up) or lower (p.down) than BM simulations for either phenotypes or rescaled rates versus time regressions. Such evaluations is based on p.random only (see Temporal trends on the entire tree,for further details). When specific clades are under testing, the same set of results as for the whole tree is returned for each node (node). In this case, for phenotype versus age regression through nodes, the proportion of significant and positive/negative slopes (slope+p.up,slope+p.down,slope-p.up,slope-p.down) is accompanied by the same figures for the estimated marginal mean differences (p.emm+ and p.emm-). As for the temporal trend in absolute rates through node, the proportion of significant and positive/negative estimated marginal means differences (p.emm+ and p.emm-) and the same figure for slope difference (p.slope+ and p.slope-) are reported (see Temporal trends at clade level). Finally when more than one node is tested, the $trend.results object also includes results for the pairwise comparison between nodes.

Guided examples

library(ape)

## Case 1
# load the RRphylo example dataset including Ornithodirans tree and data
data("DataOrnithodirans")
DataOrnithodirans$treedino->treedino
log(DataOrnithodirans$massdino)->massdino
DataOrnithodirans$statedino->statedino

# extract Pterosaurs tree and data
extract.clade(treedino,746)->treeptero
massdino[match(treeptero$tip.label,names(massdino))]->massptero
massptero[match(treeptero$tip.label,names(massptero))]->massptero

# perform RRphylo and search.trend on body mass data
RRphylo(tree=treeptero,y=massptero,clus=cc)->RRptero
search.trend(RR=RRptero, y=massptero,node=143,clus=cc)->ST

## overfitST routine
# generate a list of subsampled and swapped phylogenies setting as node
# the clade under testing
treeptero.list<-resampleTree(RRptero$tree,s = 0.25,node=143,
                             swap.si = 0.1,swap.si2 = 0.1,nsim=10)

# test the robustness of search.trend
ofRRptero<-overfitRR(RR = RRptero,y=massptero,phylo.list=treeptero.list,clus=cc)
ofSTptero<-overfitST(RR=RRptero,y=massptero,oveRR=ofRRptero,node=143,clus=cc)


## Case 2
# load the RRphylo example dataset including Cetaceans tree and data
data("DataCetaceans")
DataCetaceans$treecet->treecet
DataCetaceans$masscet->masscet
DataCetaceans$brainmasscet->brainmasscet

# cross-reference the phylogenetic tree and body and brain mass data. Remove from
# both the tree and vector of body sizes the species whose brain size is missing
drop.tip(treecet,treecet$tip.label[-match(names(brainmasscet),
                                               treecet$tip.label)])->treecet.multi
masscet[match(treecet.multi$tip.label,names(masscet))]->masscet.multi

# peform RRphylo on the variable (body mass) to be used as additional predictor
RRphylo(tree=treecet.multi,y=masscet.multi,clus=cc)->RRmass.multi
RRmass.multi$aces[,1]->acemass.multi

# create the predictor vector: retrieve the ancestral character estimates 
# of body size at internal nodes from the RR object ($aces) and collate them
# to the vector of species' body sizes to create
c(acemass.multi,masscet.multi)->x1.mass

# peform RRphylo and search.trend on brain mass by using body mass as additional predictor
RRphylo(tree=treecet.multi,y=brainmasscet,x1=x1.mass,clus=cc)->RRmulti
search.trend(RR=RRmulti, y=brainmasscet,x1=x1.mass,clus=cc)->STcet

## overfitST routine
# generate a list of subsampled and swapped phylogenies to test
treecet.list<-resampleTree(RRmulti$tree,s = 0.25,swap.si=0.1,swap.si2=0.1,nsim=10)

# test the robustness of search.trend with and without x1.residuals
ofRRcet<-overfitRR(RR = RRmulti,y=brainmasscet,phylo.list=treecet.list,clus=cc,x1 =x1.mass)
ofSTcet1<-overfitST(RR=RRmulti,y=brainmasscet,oveRR=ofRRcet,x1 =x1.mass,clus=cc)
ofSTcet2<-overfitST(RR=RRmulti,y=brainmasscet,oveRR=ofRRcet,x1 =x1.mass,x1.residuals = TRUE,clus=cc)

overfitSC

overfitSC is the last step of a short routine the user should apply to test the robustness of search.conv results (see the examples below).

  1. Generating a number of altered (i.e. subsampled and swapped) phylogenies by using resampleTree.

  2. In case the multivariate shape data used as input to search.conv were reduced (e.g. by SVD), such data must be matched with each of the subsampled-swapped generated tree and the resulting dataset must be reduced as well.

  3. The list of phylogenetic trees and multivariate shape data can be fed to overfitSC for testing.

Similarly to overfitRR, overfitSC returns RRphyloList objects including the outputs of RRphylo and, depending on the analysis performed, the outputs of search.conv under clade or state conditions applied on the modified trees.

Results for robustness of search.conv ($conv.results) include separate objects for convergence between clades or between/within states. Under the first case (clade), the proportion of simulations producing significant instance of convergence (p.ang.bydist) or convergence and parallelism (p.ang.conv) between selected clades are returned (see Morphological convergence between clades for further details). As for convergence between/within discrete categories (state), overfitRR returns the proportion of simulations producing significant instance of convergence either accounting (p.ang.state.time) or not accounting (p.ang.state) for the time intervening between the tips in the focal state Morphological convergence within/between categories for explanations).

Guided examples

library(Morpho)

## Testing search.conv
# load the RRphylo example dataset including Felids tree and data
data("DataFelids")
DataFelids$treefel->treefel
DataFelids$statefel->statefel
DataFelids$landfel->feldata

# perform data reduction via Procrustes superimposition (in this case)
procSym(feldata)->pcafel
pcafel$PCscores->PCscoresfel

# perform RRphylo on Felids tree and data
RRphylo(treefel,PCscoresfel)->RRfel

# search for morphologicl convergence between clades (automatic mode) 
# and within the category
search.conv(RR=RRfel, y=PCscoresfel, min.dim=5, min.dist="time38")->sc1
search.conv(tree=treefel, y=PCscoresfel, state=statefel, declust=TRUE)->sc2

# select converging clades returned in sc1
felnods<-c(85,155)

## overfitSC routine

# generate a list of subsampled and swapped phylogenies to test for search.conv
# robustness. Use as reference tree the phylogeny returned by RRphylo.
# Set the nodes and the categories under testing as arguments of
# resampleTree so that it maintains no less than 5 species in each clade/state.
tree.list<-resampleTree(RRfel$tree,s=0.15,nodes=felnods,categories=statefel,
                        nsim=15,swap.si=0.1,swap.si2=0.1)

# match the original data with each subsampled-swapped phylogeny in tree.list
# and repeat data reduction
y.list<-lapply(tree.list,function(k){
  treedataMatch(k,feldata)[[1]]->ynew
  procSym(ynew)$PCscores
})

# test for robustness of search.conv results by overfitSC
oSC<-overfitSC(RR=RRfel,phylo.list=tree.list,y.list=y.list,
               nodes = felnods,state=statefel)

overfitPGLS

overfitPGLS tests the robustness of PGLS_fossil. Other than the regression formula (modform), it takes as input an object generated by overfitRR (if PGLS_fossil should be performed on trees rescaled according to RRphylo rates) and/or a list of alternative phylogenies (if no tree rescaling should be performed). These arguments are not exclusive though, they can be provided at the same time. The output includes separate objects for the analyses performed on the original tree ($tree) and on the tree rescaled according to RRphylo rates ($RR).

Guided examples

library(phytools)
library(ape)

# generate fictional data to test the function
rtree(100)->tree
fastBM(tree)->resp
fastBM(tree,nsim=3)->resp.multi
fastBM(tree)->pred1
fastBM(tree)->pred2
data.frame(y1=resp,x2=pred1,x1=pred2)->dato

# perform RRphylo and PGLS_fossil with univariate/multivariate phenotypic data
PGLS_fossil(modform=y1~x1+x2,data=dato,tree=tree)->pgls_noRR
RRphylo(tree,resp,clus=cc)->RR
PGLS_fossil(modform=resp~pred1+pred2,RR=RR)->pgls_RR

PGLS_fossil(modform=y1~x1+x2,data=list(y1=resp.multi,x2=pred1,x1=pred2),tree=tree)->pgls2_noRR
RRphylo(tree,resp.multi,clus=cc)->RR2
PGLS_fossil(modform=resp.multi~pred1+pred2,tree=tree,RR=RR)->pgls2_RR

## overfitPGLS routine
# generate a list of subsampled and swapped phylogenies to test
tree.list<-resampleTree(RR$tree,s = 0.25,swap.si=0.1,swap.si2=0.1,nsim=10)

# test the robustnes of PGLS_fossil with univariate/multivariate phenotypic data
ofRR<-overfitRR(RR = RR,y=resp,phylo.list=tree.list,clus=cc)
ofPGLS<-overfitPGLS(oveRR = ofRR,phylo.list=tree.list,modform = y1~x1+x2,data=dato)

ofRR2<-overfitRR(RR = RR2,y=resp.multi,phylo.list=tree.list,clus=cc)
ofPGLS2<-overfitPGLS(oveRR = ofRR2,phylo.list=tree.list,modform = y1~x1+x2,
                     data=list(y1=resp.multi,x2=pred1,x1=pred2))

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