A Flags Extension for TLS 1.3

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Table of Contents

1. Introduction

Since the publication of TLS 1.3 ([RFC8446]) there have been several proposals for extensions to this protocol, where the presence of the content-free extension in both the ClientHello and either the ServerHello or EncryptedExtensions indicates nothing except either support for the optional feature or an intent to use the optional feature. Examples:¶

• An extension that allows the server to tell the client that cross-SNI resumption is allowed: [I-D.sy-tls-resumption-group].¶
• An extension that is used to negotiate support for authentication using both certificates and external PSKs: [I-D.ietf-tls-tls13-cert-with-extern-psk].¶
• The post_handshake_auth extension from the TLS 1.3 base document indicates that the client is willing to perform post-handshake authentication.¶

This document proposes a single extension called tls_flags that can enumerate such flag extensions and allowing both client and server to indicate support for optional features in a concise way.¶

None of the current proposed extensions allow for indication of support in ServerHello (SH), EncryptedExtensions (EE), Certificate (CT), or HelloRetryRequest (HRR) without first being indicated in ClientHello (CH). Similarly, none of the current proposed extensions allow for an indication of support in the client-side Certificate (CT) message without first being indicated in the server's CertificateRequest (CR) message. This restriction is enforced by the rules in Section 3.¶

2. The tls_flags Extension

This document defines the following extension code point:¶

   enum {
      ...
      tls_flags(TBD),
      (65535)
   } ExtensionType;

This document also defines the data for this extension as a variable-length bit string, allowing for the encoding of up to 2040 features.¶

   struct {
      opaque flags<1..255>;
   } FlagExtensions;

The FlagExtensions field contains 8 flags in each octet. The length of the extension is the minimal length that allows it to encode all of the present flags. Within each octet, the bits are packed such that the first bit is the least significant bit and the eighth bit is the most significant. Using zero-based indexing, the first octet holds flags 0-7, the second octet holds bits 8-15 and so on. For example, if we want to encode only flag number zero, the FlagExtension field will be 1 octet long, that is encoded as follows:¶

   00000001

If we want to encode flags 1 and 5, the field will still be 1 octet long:¶

   00100010

If we want to encode flags 3, 5, and 23, the field will have to be 3 octets long:¶

   00101000 00000000 10000000

An implementation that receives an all-zero value for this extension or a value that contains trailing zero bytes MUST generate a fatal illegal_parameter alert.¶

Note that this document does not define any particular bits for this string. That is left to the protocol documents such as the ones in the examples from the previous section. Such documents will have to define which bit to set to show support, and the order of the bits within the bit string shall be enumerated in network order: bit zero is the high-order bit of the first octet as the flags field is transmitted.¶

3. Rules for The Flags Extension

Any TLS implementation that intends to propose or indicate support for a flag extension SHALL send this extension with the relevant bits set. It MUST NOT send this extension empty -- with a length of zero.¶

This specification does not require every flag extension to be acknowledged. Acknowledging a flag extension is typically needed to inform the peer proposing the extension that the other side understands and supports the extension, but some extensions do not require this acknowledgement.¶

A flag proposed by the client in ClientHello (CH) that requires acknowledgement SHOULD be acknowledged in either ServerHello (SH), in EncryptedExtensions (EE), in Certificate (CT), or in HelloRetryRequest (HRR) as the corresponding flag document specifies. Similarly, a flag proposed by the server in the CertificateRequest (CR) message that requires acknowledgement SHOULD be acknowledged in the client's Certificate (CT) message. A flag proposed by the server in the NewSessionTicket (NST) message is never acknowledged as there is not client-side response message.¶

Multiple flags can be proposed or acknowledged in the same extension.¶

In all of the above cases, a flag MUST NOT be acknowledged in SH, EE, CT, or HRR without first having been proposed in CH or CR. Unsolicited flags may appear only in CH, CR, and NST. And endpoint that receives an unsolicited flag in another message (HRR, SH, EE, or CT) MUST generate a fatal illegal_parameter alert.¶

A client that supports this extension and at least one flag extension SHALL send this extension with the flags field having bits set only for those extensions that it intends to set. It MUST NOT send this extension with a length of zero.¶

An implementation that receives an invalid tls_flags extension MUST terminate the TLS handshake with a fatal illegal_parameter alert.¶

4. IANA Considerations

IANA is requested to assign a new value from the TLS ExtensionType Values registry:¶

• The Extension Name should be tls_flags¶
• The TLS 1.3 value should be CH,SH,HRR,EE,CR,CT,NST¶
• The DTLS-Only value should be N¶
• The Recommended value should be Y¶
• The Reference should be this document¶

IANA is also requested to create a new registry under the TLS namespace with name "TLS Flags" and the following fields:¶

• Value, which is a number between 0 and 2039. All potential values are available for assignment.¶
• Flag Name, which is a string¶
• Message, which like the "TLS 1.3" field in the ExtensionType registry contains the abbreviations of the messages that may contain the flag: CH, SH, EE, etc.¶
• Recommended, which is a Y/N value determined in the document defining the optional feature.¶
• Reference, which is a link to the document defining this flag.¶

The policy for this shall be "Specification Required" as described in Section 4.6 of [RFC8126] with the exception of flags numbered from 0-15, which follow the "Standards Action" policy (Section 4.9 of [RFC8126]). Designated expert(s) are advised to follow the advice in Section 17 of [RFC8447] when reviewing registration requests.¶

The initial contents of the registry shall be one entry, as follows:¶

• Value shall be 8¶
• Flag Name shall be resumption_across_names¶
• Message shall be NST¶
• Recommended shall be set to no (N)¶
• The reference shall the the RFC-to-be [I-D.ietf-tls-cross-sni-resumption].¶

5. Security Considerations

The extension described in this document provides a more concise way to express data that could otherwise be expressed in individual extensions. It does not send in the clear any information that would otherwise be sent encrypted, nor vice versa. For this reason this extension is neutral as far as security is concerned.¶

Extension authors should be aware that acknowledging flags in a tls_flags extension of the ServerHello and HelloRetryRequest messages expose this response to passive observers. Unless there is a special reason to place the response in the ServerHello, most flags should go in other (encrypted) messages.¶

Appendix A. Change Log

RFC EDITOR: PLEASE REMOVE THIS SECTION AS IT IS ONLY MEANT TO AID THE WORKING GROUP IN TRACKING CHANGES TO THIS DOCUMENT.¶

draft-ietf-tls-tlsflags-02 set the maximum number of flags to 2048, and added guidance for the IANA experts.¶

draft-ietf-tls-tlsflags-01 allows server-only flags and allows the client to send an empty extension. Also modified the packing order of the bits.¶

draft-ietf-tls-tlsflags-00 had the same text as draft-nir-tls-tlsflags-02, and was re-submitted as a working group document following the adoption call.¶

Version -02 replaced the fixed 64-bit string with an unlimited bitstring, where only the necessary octets are encoded.¶

Version -01 replaced the enumeration of 8-bit values with a 64-bit bitstring.¶

Version -00 was a quickly-thrown-together draft with the list of supported features encoded as an array of 8-bit values.¶

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