This is a purely informative rendering of an RFC that includes verified errata. This rendering may not be used as a reference.

The following 'Verified' errata have been incorporated in this document: EID 5755
Network Working Group                                       P. Srisuresh
Request for Comments: 2694                                    Consultant
Category: Informational                                      G. Tsirtsis
                                                         BT Laboratories
                                                             P. Akkiraju
                                                           Cisco Systems
                                                            A. Heffernan
                                                        Juniper Networks
                                                          September 1999


        DNS extensions to Network Address Translators (DNS_ALG)

Status of this Memo

   This memo provides information for the Internet community.  It does
   not specify an Internet standard of any kind.  Distribution of this
   memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (1999).  All Rights Reserved.

Abstract

   Domain Name Service (DNS) provides name to address mapping within a
   routing class (ex: IP). Network Address Translators (NATs) attempt to
   provide transparent routing between hosts in disparate address realms
   of the same routing class. Typically, NATs exist at the border of a
   stub domain, hiding private addresses from external addresses. This
   document identifies the need for DNS extensions to NATs and outlines
   how a DNS Application Level Gateway (DNS_ALG) can meet the need.
   DNS_ALG modifies payload transparently to alter address mapping of
   hosts as DNS packets cross one address realm into another. The
   document also illustrates the operation of DNS_ALG with specific
   examples.

1. Introduction

   Network Address Translators (NATs) are often used when network's
   internal IP addresses cannot be used outside the network either for
   privacy reasons or because they are invalid for use outside the
   network.

   Ideally speaking, a host name uniquely identifies a host and its
   address is used to locate routes to the host. However, host name and
   address are often not distinguished and used interchangeably by
   applications. Applications embed IP address instead of host name in

   payload. Examples would be e-mails that specify their MX server
   address (ex: user@666.42.7.11) instead of server name (ex:
   user@private.com) as sender ID; HTML files that include IP address
   instead of names in URLs, etc. Use of IP address in place of host
   name in payload represents a problem as the packet traverses a NAT
   device because NATs alter network and transport headers to suit an
   address realm, but not payload.

   DNS provides Name to address mapping. Whereas, NAT performs address
   translation (in network and transport headers) in datagrams
   traversing between private and external address realms.  DNS
   Application Level Gateway (DNS_ALG) outlined in this document helps
   translate Name-to-Private-Address mapping in DNS payloads into Name-
   to-external-address mapping and vice versa using state information
   available on NAT.

   A Network Address Port Translator (NAPT) performs address and
   Transport level port translations (i.e, TCP, UDP ports and ICMP query
   IDs). DNS name mapping granularity, however, is limited to IP
   addresses and does not extend to transport level identifiers.  As a
   result, the DNS_ALG processing for an NAPT configuration is
   simplified in that all host addresses in private network are bound to
   a single external address. The DNS name lookup for private hosts
   (from external hosts) do not mandate fresh private-external address
   binding, as all private hosts are bound to a single pre-defined
   external address. However, reverse name lookups for the NAPT external
   address will not map to any of the private hosts and will simply map
   to the NAPT router.  Suffices to say, the processing requirements for
   a DNS_ALG supporting NAPT configuration are a mere subset of Basic
   NAT.  Hence, the discussion in the remainder of the document will
   focus mainly on Basic NAT, Bi-directional NAT and Twice NAT
   configurations, with no specific reference to NAPT setup.

   Definitions for DNS and related terms may be found in [Ref 3] and
   [Ref 4]. Definitions for NAT related terms may be found in [Ref 1].

2. Requirement for DNS extensions

   There are many ways to ensure that a host name is mapped to an
   address relevant within an address realm. In the following sections,
   we will identify where DNS extensions would be needed.

   Typically, organizations have two types of authoritative name
   servers. Internal authoritative name servers identify all (or
   majority of) corporate resources within the organization. Only a
   portion of these hosts are allowed to be accessed by the external
   world. The remaining hosts and their names are unique to the private
   network. Hosts visible to the external world and the authoritative

   name server that maps their names to network addresses are often
   configured within a DMZ (De-Militarized Zone) in front of a firewall.
   We will refer the hosts and name servers within DMZ as DMZ hosts and
   DMZ name servers respectively. DMZ host names are end-to-end unique
   in that their FQDNs do not overlap with any end node that
   communicates with it.

                                   \ | /
                           +-----------------------+
                           |Service Provider Router|
                           +-----------------------+
                            WAN  |
               Stub A .........|\|....
                               |
                     +-----------------+
                     |Stub Router w/NAT|
                     +-----------------+
                         |
                         |   DMZ - Network
   ------------------------------------------------------------
      |         |              |            |             |
     +--+      +--+           +--+         +--+      +----------+
     |__|      |__|           |__|         |__|      | Firewall |
    /____\    /____\         /____\       /____\     +----------+
   DMZ-Host1  DMZ-Host2 ...  DMZ-Name     DMZ-Web       |
                             Server       Server etc.   |
                                                        |
     Internal hosts (Private IP network)                |
   ------------------------------------------------------------
       |             |                 |           |
      +--+         +--+               +--+       +--+
      |__|         |__|               |__|       |__|
     /____\       /____\             /____\     /____\
    Int-Host1    Int-Host2  .....   Int-Hostn   Int-Name Server

    Figure 1: DMZ network configuration of a private Network.

   Figure 1 above illustrates configuration of a private network which
   includes a DMZ. Actual configurations may vary. Internal name servers
   are accessed by users within the private network only. Internal DNS
   queries and responses do not cross the private network boundary. DMZ
   name servers and DMZ hosts on the other hand are end-to-end unique
   and could be accessed by external as well as internal hosts.
   Throughout this document, our focus will be limited to DMZ hosts and
   DMZ name servers and will not include internal hosts and internal
   name servers, unless they happen to be same.

2.1. DMZ hosts assigned static external addresses on NAT

   Take the case where DMZ hosts are assigned static external addresses
   on the NAT device. Note, all hosts within private domain, including
   the DMZ hosts are identified by their private addresses.  Static
   mapping on the NAT device allows the DMZ hosts to be identified by
   their public addresses in the external domain.

2.1.1. Private networks with no DMZ name servers

   Take the case where a private network has no DMZ name server for
   itself. If the private network is connected to a single service
   provider for external connectivity, the DMZ hosts may be listed by
   their external addresses in the authoritative name servers of the
   service provider within their forward and in-add.arpa reverse zones.

   If the network is connected to multiple service providers, the DMZ
   host names may be listed by their external address(es) within the
   authoritative name servers of each of the service providers.  This is
   particularly significant in the case of in-addr.arpa reverse zones,
   as  the private network may be assigned different address prefixes by
   the service providers.

   In both cases, externally generated DNS lookups will not reach the
   private network.  A large number of NAT based private domains pursue
   this option to have their DMZ hosts listed by their external
   addresses on service provider's name servers.

2.1.2. Private networks with DMZ name servers

   Take the case where a private network opts to keep an authoritative
   DMZ name server for the zone within the network itself. If the
   network is connected to a single service provider, the DMZ name
   server may be configured to obviate DNS payload interceptions as
   follows. The hosts in DMZ name server must be mapped to their
   statically assigned external addresses and the internal name server
   must be configured to bypass the DMZ name server for queries
   concerning external hosts. This scheme ensures that DMZ name servers
   are set for exclusive access to external hosts alone (not even to the
   DMZ hosts) and hence can be configured with external addresses only.

   The above scheme requires careful administrative planning to ensure
   that DMZ name servers are not contacted by the private hosts directly
   or indirectly (through the internal name servers). Using DNS-ALG
   would obviate the administrative ordeals with this approach.

2.2. DMZ hosts assigned external addresses dynamically on NAT

   Take the case where DMZ hosts in a private network are assigned
   external addresses dynamically by NAT. While the addresses issued to
   these hosts are fixed within the private network, their externally
   known addresses are ephemeral, as determined by NAT.  In such a
   scenario, it is mandatory for the private organization to have a DMZ
   name server in order to allow access to DMZ hosts by their name.

   The DMZ name server would be configured with private addresses for
   DMZ hosts. DNS Application Level Gateway (DNS_ALG) residing on NAT
   device will intercept the DNS packets directed to or from the DMZ
   name server(s) and perform transparent payload translations so that a
   DMZ host name has the right address mapping within each address realm
   (i.e., private or external).

3. Interactions between NAT and DNS_ALG

   This document operates on the paradigm that interconnecting address
   realms may have overlapping address space. But, names of hosts within
   interconnected realms must be end-to-end unique in order for them to
   be accessed by all hosts. In other words, there cannot be an overlap
   of FQDNs between end nodes communicating with each other.  The
   following diagram illustrates how a DNS packet traversing a NAT
   device (with DNS_ALG) is subject to header and payload translations.
   A DNS packet can be a TCP or UDP packet with the source or
   destination port set to 53. NAT would translate the IP and TCP/UDP
   headers of the DNS packet and notify DNS-ALG to perform DNS payload
   changes. DNS-ALG would interact with NAT and use NAT state
   information to modify payload, as necessary.

                Original-IP
                 packet
                   ||
                   ||
                   vv
   +---------------------------------+    +-----------------------+
   |                                 |    |DNS Appl. Level Gateway|
   |Network Address Translation (NAT)|--->|     (DNS_ALG)         |
   |  *IP & Transport header mods    |<---|  *DNS payload mods    |
   |                                 |    |                       |
   +---------------------------------+    +-----------------------+
                   ||
                   ||
                   vv
              Translated-IP
                 packet

    Figure 2: NAT & DNS-ALG in the translation path of DNS packets

3.1. Address Binding considerations

   We will make a distinction between "Temporary Address Binding" and
   "Committed Address Binding" in NATs. This distinction becomes
   necessary because the DNS_ALG will allow external users to create
   state on NAT, and thus the potential for denial-of-service attacks.
   Temporary address binding is the phase in which an address binding is
   reserved without any NAT sessions using the binding. Committed
   address binding is the phase in which there exists at least one NAT
   session using the binding between the external and private addresses.
   Both types of bindings are used by DNS_ALG to modify DNS payloads.
   NAT uses only the committed address bindings to modify the IP and
   Transport headers of datagrams pertaining to NAT sessions.

   For statically mapped addresses, the above distinction is not
   relevant. For dynamically mapped addresses, temporary address binding
   often precedes committed binding. Temporary binding occurs when DMZ
   name server is queried for a name lookup. Name query is likely a
   pre-cursor to a real session between query originator and the queried
   host. The temporary binding becomes committed only when NAT sees the
   first packet of a session between query initiator and queried host.

   A configurable parameter, "Bind-holdout time" may be defined for
   dynamic address assignments as the maximum period of time for which a
   temporary address binding is held active without transitioning into a
   committed binding. With each use of temporary binding by DNS_ALG (to
   modify DNS payload), this Bind-holdout period is renewed. A default
   Bind-holdout time of a couple of minutes might suffice for most DNS-
   ALG implementations. Note, it is possible for a committed address

   binding to occur without ever having to be preceded by a temporary
   binding. Lastly, when NAT is ready to unbind a committed address
   binding, the binding is transitioned into a temporary binding and
   kept in that phase for an additional Bind-holdout period. The binding
   is freed only upon expiry of Bind-holdout time. The Bind-holdout time
   preceding the committed-address-binding and the address-unbinding are
   required to ensure that end hosts have sufficient time in which to
   initiate a data session subsequent to a name lookup.

   For example, say a private network with address prefix 10/8 is mapped
   to 198.76.29/24. When an external hosts makes a DNS query to host7,
   bearing address 10.0.0.7, the DMZ name server within private network
   responds with an A type RR for host7 as:

       host7  A  10.0.0.7

   DNS_ALG would intercept the response packet and if 10.0.0.7 is not
   assigned an external address already, it would request NAT to create
   a temporary address binding with an external address and start Bind-
   holdout timer to age the binding. Say, the assigned external address
   is 198.76.29.1. DNS-ALG would use this temporary binding to modify
   the RR in DNS response, replacing 10.0.0.7 with its external address
   and reply with:

       host7  A  198.76.29.1

   When query initiator receives DNS response, only the assigned
   external address is seen. Within a short period (presumably before
   the bind-holdout time expires), the query initiator would initiate a
   session with host7. When NAT notices the start of new session
   directed to 198.76.29.1, NAT would terminate Bind-holdout timer and
   transition the temporary binding between 198.76.29.1 and 10.0.0.7
   into a committed binding.

   To minimize denial of service attacks, where a malicious user keeps
   attempting name resolutions, without ever initiating a connection,
   NAT would have to monitor temporary address bindings that have not
   transitioned into committed bindings. There could be a limit on the
   number of temporary bindings and attempts to generate additional
   temporary bindings could be simply rejected.  There may be other
   heuristic solutions to counter this type of malicious attacks.

   We will consider bi-directional NAT to illustrate the use of
   temporary binding by DNS_ALG in the following sub-sections, even
   though the concept is applicable to other flavors of NATs as well.

3.2. Incoming queries

   In order to initiate incoming sessions, an external host obtains the
   V4 address of the DMZ-host it is trying to connect to by making a DNS
   request.  This request constitutes prelude to the start of a
   potential new session.

   The external host resolver makes a name lookup for the DMZ host
   through its DNS server.  When the DNS server does not have a record
   of IPv4 address attached to this name, the lookup query is redirected
   at some point to the Primary/Backup DNS server (i.e., in DMZ) of the
   private stub domain.

   Enroute to DMZ name server, DNS_ALG would intercept the datagram and
   modify the query as follows.

      a) For Host name to Host address query requests:
         Make no change to the DNS payload.

      b) For Host address to Host name queries:  Replace the external V4
         address octets (in reverse order) preceding the string "IN-
         ADDR.ARPA"  with the corresponding private V4 address, if such
         an address binding exists already. However, if a binding does
         not exist, the DNS_ALG would simply respond (as a name server
         would) with a response code (RCODE) of 5 (REFUSED to respond
         due to policy reasons) and set ANCOUNT, NSCOUNT and ARCOUT to 0
         in the header section of the response.

   In the opposite direction, as DNS response traverses from the DNS
   server in private network, DNS_ALG would once again intercept the
   packet and modify as follows.

      a) For a host name to host address query requests, replace the
         private address sent by DMZ name server with a public address
         internally assigned by the NAT router. If a public address is
         not previously assigned to the host's private address, NAT
         would assign one at this time.

      b) For host address to host name queries, replace the private
         address octets preceding the string "IN-ADDR.ARPA" in response
         RRs with their external address assignments.  There is a chance
         here that by the time the DMZ name server replies, the bind-
         holdout timer in NAT for the address in question has expired.
         In such a case, DNS_ALG would simply drop the reply. The sender
         will have to resend the query (as would happen when a router
         enroute drops the response).

   For static address assignments, the TTL value supplied in the
   original RR will be left unchanged. For dynamic address assignments,
   DNS_ALG would modify the TTL value on DNS resource records (RRs) to
   be 0, implying that the RRs should only be used for transaction in
   progress, and not be cached. For compatibility with broken
   implementations, TTL of 1 might in practice work better.

   Clearly, setting TTL to be 0 will create more traffic than if the
   addresses were static, because name-to-address mapping is not cached.
   Specifically, network based applications will be required to use
   names rather than addresses for identifying peer nodes and must use
   DNS for every name resolution, as name-to-address mapping cannot be
   shared from the previously run applications.

   In addition, NAT would be requested to initiate a bind-holdout timer
   following the assignment. If no session is initiated to the private
   host within the Bind-holdout time period, NAT would terminate the
   temporary binding.

3.3. Outgoing Queries

   For Basic and bi-directional NATs, there is no need to distinguish
   between temporary and committed bindings for outgoing queries. This
   is because, DNS_ALG does not modify the DNS packets directed to or
   from external name servers (used during outbound sessions), unlike
   the inbound DNS sessions.

   Say, a private host needs to communicate with an external host.  The
   DNS query  goes  to  the internal name server (if there exists one)
   and from there to the appropriate authoritative/cache name server
   outside the private domain.  The  reply follows the same route but
   neither the query nor the response are subject to DNS_ALG
   translations.

   This however will not be the case with address isolated twice NAT
   private and external domains. In such a case, NAT would intercept all
   DNS packets and make address modifications to payload as discussed in
   the previous section. Temporary Private to external address bindings
   are created when responses are sent by private DNS servers and
   temporary external to private address bindings are created when
   responses are sent by external DNS servers.

4. DNS payload modifications by DNS-ALG

   Typically, UDP is employed as the transport mechanism for DNS queries
   and responses and TCP for Zone refresh activities. In either case,
   name servers are accessed using a well-known DNS server port 53
   (decimal) and all DNS payloads have the following format of data [Ref

   4]. While NAT is responsible for the translation of IP and TCP/UDP
   headers of a DNS packet, DNS-ALG is responsible for updating the DNS
   payload.

   The header section within the DNS payload is always present and
   includes fields specifying which of the remaining sections are
   present. The header identifies if the message is a query or a
   response. No changes are required to be made by DNS-ALG to the Header
   section. DNS_ALG would parse only the DNS payloads whose QCLASS is
   set to IN (IP class).

    +---------------------+
    |        Header       |
    +---------------------+
    |       Question      | the question for the name server
    +---------------------+
    |        Answer       | RRs answering the question
    +---------------------+
    |      Authority      | RRs pointing toward an authority
    +---------------------+
    |      Additional     | RRs holding additional information
    +---------------------+

4.1. Question section

   The question section contains QDCOUNT (usually 1) entries, as
   specified in Header section, with each of the entries in the
   following format:

                                    1  1  1  1  1  1
      0  1  2  3  4  5  6  7  8  9  0  1  2  3  4  5
    +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
    |                                               |
    /                     QNAME                     /
    /                                               /
    +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
    |                     QTYPE                     |
    +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+
    |                     QCLASS                    |
    +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+

4.1.1. PTR type Queries

   DNS_ALG must identify all names, whose FQDNs (i.e., Fully Qualified
   Domain Names) fall within IN-ADDR.ARPA domain and replace the address
   octets (in reverse  order)  preceding the string "IN-ADDR.ARPA"  with
   the corresponding assigned address octets in reverse order, only if
   the address binding is active on the NAT router. If the address

   preceding the string "IN-ADDR.ARPA" falls within the NAT address map,
   but does not have at least a temporary address binding, DNS_ALG would simply respond back (as a DNS name server would) with a 
EID 5755 (Verified) is as follows:

Section: 4.1.1

Original Text:

DNS_ALG would simply simply respond back

Corrected Text:

DNS_ALG would simply respond back
Notes:
Dups
response code (RCODE) of 5 (REFUSED to respond due to policy reasons) and set ANCOUNT, NSCOUNT and ARCOUT to 0 in the header section of the response. Note that the above form of host address to host name type queries will likely yield different results at different times, depending upon address bind status in NAT at a given time. For example, a resolver that wanted to find out the hostname corresponding to address 198.76.29.1 (externally) would pursue a query of the form: QTYPE = PTR, QCLASS = IN, QNAME = 1.29.76.198.IN-ADDR.ARPA. DNS_ALG would intervene and if the address 198.76.29.1 is internally mapped to a private address of 10.0.0.1, modify the query as below and forward to DMZ name server within private network. QTYPE = PTR, QCLASS = IN, QNAME = 1.0.0.10.IN-ADDR.ARPA Presumably, the DMZ name server is the authoritative name server for 10.IN-ADDR.ARPA zone and will respond with an RR of the following form in answer section. DNS_ALG translations of the response RRs will be considered in a following section. 1.0.0.10.IN-ADDR.ARPA PTR host1.fooboo_org.provider_domain An example of Inverse translation is e-mail programs using inverse translation to trace e-mail originating hosts for spam prevention. Verify if the address from which the e-mail was sent does indeed belong to the same domain name the sender claims in sender ID. Query modifications of this nature will likely change the length of DNS payload. As a result, the corresponding IP and TCP/UDP header checksums must be updated. In case of TCP based queries, the sequence number deltas must be tracked by NAT so that the delta can be applied to subsequent sequence numbers in datagrams in the same direction and acknowledgement numbers in datagrams in the opposite direction. In case of UDP based queries, message sizes are restricted to 512 bytes (not counting the IP or UDP headers). Longer messages must be truncated and the TC bit should be set in the header. Lastly, any compressed domain names using pointers to represent common domain denominations must be updated to reflect new pointers with the right offset, if the original domain name had to be translated by NAT. 4.1.2. A, MX, NS and SOA type Queries For these queries, DNS_ALG would not modify any of the fields in the query section, not even the name field. 4.1.3. AXFR type Queries AXFR is a special zone transfer type query. Zone transfers from private address realm must be avoided for address assignments that are not static. Typically, TCP is used for AXFR requests. When changes are made to a zone, they must be distributed to all name servers. The general model of automatic zone transfer or refreshing is that one of the name servers is the master or primary for the zone. Changes are coordinated at the primary, typically by editing a master file for the zone. After editing, the administrator signals the master server to load the new zone. The other non-master or secondary servers for the zone periodically check the SERIAL field of the SOA for the zone for changes (at some polling intervals) and obtain new zone copies when changes have been made. Zone transfer is usually from primary to backup name servers. In the case of NAT supported private networks, primary and backup servers are advised to be located in the same private domain (say, private.zone) so zone transfer is not across the domain and DNS_ALG support for zone transfer is not an issue. In the case a secondary name server is located outside the private domain, zone transfers must not be permitted for non-static address assignments. Primary and secondary servers are required to be within the same private domain because all references to data in the zone had to be captured. With dynamic address assignments and bindings, it is impossible to translate the axfr data to be up-to-date. Hence, if a secondary server for private.zone were to be located external to the domain, it would contain bad data. Note, however, the requirement outlined here is not in confirmence with RFC 2182, which recommends primary and secondary servers to be placed at topologically and geographically dispersed locations on the Internet. During zone transfers, DNS_ALG must examine all A type records and replace the original address octets with their statically assigned address octets. DNS_ALG could also examine if there is an attempt to transfer records for hosts that are not assigned static addresses and drop those records alone or drop the whole transfer. This would minimize misconfiguration and human errors. 4.1.4. Dynamic Updates to the DNS. An authoritative name server can have dynamic updates from the nodes within the zone without intervention from NAT and DNS-ALG, so long as one avoids spreading a DNS zone across address realms. We recommend keeping a DNS zone within the same realm it is responsible for. By doing this, DNS update traffic will not cross address realms and hence will not be subject to consideration by DNS-ALG. Further, if dynamic updates do cross address realms, and the updates must always be secured via DNSSEC, then such updates are clearly out of scope for DNS-ALG (as described in section 7). 4.2. Resource records in all other sections The answer, authority, and additional sections all share the same format, with a variable number of resource records. The number of RRs specific to each of the sections may be found in the corresponding count fields in DNS header. Each resource record has the following format: The TTL value supplied in the original RRs will be left unchanged for static address assignments. For dynamic address assignments, DNS_ALG will modify the TTL to be 0, so the RRs are used just for the transaction in progress, and not cached. RFC 2181 requires all RRs in an RRset (RRs with the same name, class and type, but with different RDATA) to have the same TTL. So if the TTL of an RR is set to 0, all other RRs within the same RRset will also be adjusted by the DNS-ALG to be 0. 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+ | | / / / NAME / | | +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+ | TYPE | +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+ | CLASS | +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+ | TTL | | | +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+ | RDLENGTH | +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--| / RDATA / / / +--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+--+ 4.2.1. PTR type RRs The considerations specified in the Question section is equally valid with names for PTR type RRs. Private address preceding the string "IN-ADDR.ARPA" (in reverse order of octets) must be replaced by its external address assignment (in reverse order), if a binding exists. The remaining fields for this RR remain unchanged. 4.2.2. A type RRs The RDATA for A records is a 4-byte IP address. DNS_ALG would simply replace the original address in RDATA with its externally assigned IP address, if it succeeded in finding an address binding. Successful address translation should cause no changes to payload length. Only the transport header checksum would need updating. In case of failure to find an address binding, DNS_ALG would have to drop the record and decrement the corresponding COUNT field in the header section. 4.2.3. CNAME, MX, NS and SOA type RRs No changes required to be made by DNS_ALG for these RRs, as the RDATA does not contain any IP addresses. The host names within the RDATA remain unchanged between realms. 5. Illustration of DNS_ALG in conjunction with Bi-directional NAT The following diagram illustrates the operation of DNS_ALG in a a bi-directional NAT router. We will illustrate by walking through how name lookup and reverse name lookup queries are processed. . ________________ . External.com ( ) . ( ) . +-------------+ +--+ ( Internet )-.---|Border Router| |__|------ ( ) . +-------------+ /____\ (________________) . | Root | . | DNS Server | . --------------- +---------------+ . | | |Provider Router| . +--+ +--+ +---------------+ . |__| |__| | . /____\ /____\ | . DNS Server Host X External domain | . 171.68.1.1 171.68.10.1 ............................|............................... Private domain | | Private.com | +--------------------------------------+ |Bi-Directional NAT router with DNS_ALG| | | | Private addresses: 172.19/16 | | External addresses: 131.108.1/24 | +--------------------------------------+ | | ---------- ---------- | | DNS Server +--+ +--+ Authoritative |__| |__| for private.com /____\ /____\ Host A DNS Server 172.19.1.10 172.19.2.1 (Mapped to 131.108.1.8) Figure 3: DNS-ALG operation in Bi-Directional NAT setup The above diagram depicts a scenario where a company private.com using private address space 172.19/16 connects to the Internet using bi-directional NAT. DNS_ALG is embedded in the NAT device to make necessary DNS payload changes. NAT is configured to translate the private addresses space into an external address block of 131.108.1/24. NAT is also configured with a static translation for private.com's DNS server, so it can be referred in the external domain by a valid address. The company external.com is located in the external domain, using a registered address block of 171.68/16. Also shown in the topology is a root DNS server. Following simplifications are made to the above configuration: * private.com is not multihomed and all traffic to the external space transits a single NAT. * The DNS server for private.com is authoritative for the private.com domain and points to the root server for all other DNS resolutions. The same is true for the DNS server in external.com. * The internal name servers for private.com and external.com are same as their DMZ name servers. The DNS servers for these domains are configured with addresses private to the organization. * The name resolvers on host nodes do not have recursion available on them and desire recursive service from servers. All name servers are assumed to be able to provide recursive service. 5.1. Outgoing Name-lookup queries Say, Host A in private.com needs to perform a name lookup for host X in external.com to initiate a session with X. This would proceed as follows. 1. Host A sends a UDP based name lookup query (A record) for "X.External.Com" to its local DNS server. 2. Local DNS server sends the query to the root server enroute NAT. NAT would change the IP and UDP headers to reflect DNS server's statically assigned external address. DNS_ALG will make no changes to the payload. 3. The root server, in turn, refers the local DNS server to query the DNS server for External.com. This referal transits the NAT enroute to the local DNS server. NAT would simply translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. No changes to the payload by DNS_ALG. 4. Private.com DNS server will now send the query to the DNS server for external.com, once again, enroute NAT. Just as with the query to root, The NAT router would change the IP and UDP headers to reflect the DNS server's statically assigned external address. And, DNS_ALG will make no changes to the payload. 5. The DNS server for external.com replies with the IP address 171.68.10.1. This reply also transits the NAT. NAT would translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. Once again, no changes to the payload by DNS_ALG. 6. The DNS server in Private.com replies to host A. When Host A finds the address of Host X, A initiates a session with host X, using a destination IP address of 171.68.10.1. This datagram and any others that follow in this session will be translated as usual by NAT. Note, DNS_ALG does not change the payload for DNS packets in either direction. 5.2. Reverse name lookups originated from private domain This scenario builds on the previous case by having host A in Private.com perform a reverse name lookup on 171.68.10.1, which is host X's global address. Following is a sequence of events. 1. Host A sends a UDP based inverse name lookup query (PTR record) for "1.10.68.171.IN-ADDR.ARPA." to its local DNS server. 2. Local DNS server sends the query to the root server enroute NAT. As before, NAT would change the IP and UDP headers to reflect DNS server's statically assigned external address. DNS_ALG will make no changes to the payload. 3. The root server, in turn, refers the local DNS server to query the DNS server for External.com. This referal transits the NAT enroute to the local DNS server. NAT would simply translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. No changes to the payload by DNS_ALG. 4. Private.com DNS server will now send the query to the DNS server for external.com, once again, enroute NAT. Just as with the query to root, The NAT router would change the IP and UDP headers to reflect the DNS server's statically assigned external address. And, DNS_ALG will make no changes to the payload. 5. The DNS server for external.com replies with the host name of "X.External.Com.". This reply also transits the NAT. NAT would translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. Once again, no changes to the payload by DNS_ALG. 6. The DNS server in Private.com replies to host A. Note, DNS_ALG does not change the payload in either direction. 5.3. Incoming Name-lookup queries This time, host X in external.com wishes to initiate a session with host A in Private.com. Below are the sequence of events that take place. 1. Host X sends a UDP based name lookup query (A record) for "A.Private.com" to its local DNS server. 2. Local DNS server in External.com sends the query to root server. 3. The root server, in turn, refers the DNS server in External.com to query the DNS server for private.com, 4. External.com DNS server will now send the query to the DNS server for Private.com. This query traverses the NAT router. NAT would change the IP and UDP headers of the packet to reflect the DNS server's private address. DNS_ALG will make no changes to the payload. 5. The DNS server for Private.com replies with the IP address 172.19.1.10 for host A. This reply also transits the NAT. NAT would translate the IP and UDP headers of the outgoing packet from the DNS server. DNS_ALG will request NAT to (a) setup a temporary binding for Host A (172.19.1.10) with an external address and (b) initiate Bind- holdout timer. When NAT successfully sets up a temporary binding with an external address (say, 131.108.1.12), DNS_ALG would modify the payload to replace A's private address with its external assigned address and set the Cache timeout to 0. 6. The server in External.com replies to host X When Host X finds the address of Host A, X initiates a session with A, using a destination IP address of 131.108.1.12. This datagram and any others that follow in this session will be translated as usual by the NAT. Note, DNS_ALG changes only the response packets from the DNS server for Private domain. 5.4. Reverse name lookups originated from external domain This scenario builds on the previous case (section 5.3) by having host X in External.com perform a reverse name lookup on 131.108.1.12, which is host A's assigned external address. The following sequence of events take place. 1. Host X sends a UDP based inverse name lookup query (PTR record) for "12.1.108.131.IN-ADDR.ARPA." to its local DNS server. 2. Local DNS server in External.com sends the query to the root server. 3. The root server, in turn, refers the local DNS server to query the DNS server for Private.com. 4. External.com DNS server will now send the query to the DNS server for Private.com. This query traverses the NAT router. NAT would change the IP and UDP headers to reflect the DNS server's private address. DNS_ALG will enquire NAT for the private address associated with the external address of 131.108.1.12 and modify the payload, replacing 131.108.1.12 with the private address of 172.19.1.10. 5. The DNS server for Private.com replies with the host name of "A.Private.Com.". This reply also transits the NAT. NAT would translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. Once again, DNS_ALG will enquire NAT for the assigned external address associated with the private address of 172.19.1.10 and modify the payload, replacing 172.19.1.10 with the assigned external address of 131.108.1.12. 6. The DNS server in External.com replies to host X. Note, DNS_ALG changes the query as well as response packets from DNS server for Private domain. 6. Illustration of DNS_ALG in conjunction with Twice-NAT The following diagram illustrates the operation of DNS_ALG in a Twice NAT router. As before, we will illustrate by walking through how name lookup and reverse name lookup queries are processed. . ________________ . External.com ( ) . ( ) . +-------------+ +--+ ( Internet )-.---|Border Router| |__|------ ( ) . +-------------+ /____\ (________________) . | Root | . | DNS Server | . --------------- +---------------+ . | | |Provider Router| . +--+ +--+ +---------------+ . |__| |__| | . /____\ /____\ | . DNS Server Host X External domain | . 171.68.1.1 171.68.10.1 ............................|............................... Private domain | | Private.com | +-------------------------------------------+ | Twice-NAT router with DNS_ALG | | | | Private addresses: 171.68/16 | | Assigned External addresses: 131.108.1/24 | | | | External addresses: 171.68/16 | | Assigned Private addresses: 10/8 | +-------------------------------------------+ | | ---------- ---------- | | DNS Server +--+ +--+ Authoritative |__| |__| for private.com /____\ /____\ Host A DNS Server 171.68.1.10 171.68.2.1 (Mapped to 131.108.1.8) Figure 4: DNS-ALG operation in Twice-NAT setup In this scenario, hosts in private.com were not numbered from the RFC 1918 reserved 172.19/16 space, but rather were numbered with the globally-routable 171.68/16 network, the same as external.com. Not only does private.com need translation service for its own host addresses, but it also needs translation service if any of those hosts are to be able to exchange datagrams with hosts in external.com. Twice-NAT accommodates the transition by translating the overlapping address space used in external.com with a unique address block (10/8) from RFC 1918 address space. Routes are set up within the private domain to direct datagrams destined for the address block 10/8 through Twice-NAT device to the external global network space. Simplifications and assumptions made in section 5.0 will be valid here as well. 6.1. Outgoing Name-lookup queries Say, Host A in private.com needs to perform a name lookup for host X in external.com (host X has a FQDN of X.external.com), to find its address. This would would proceed as follows. 1. Host A sends a UDP based name lookup query (A record) for "X.External.Com" to its local DNS server. 2. Local DNS server sends the query to the root server enroute NAT. NAT would change the IP and UDP headers to reflect DNS server's statically assigned external address. DNS_ALG will make no changes to the payload. 3. The root server, in turn, refers the local DNS server to query the DNS server for External.com. This referal transits the NAT enroute to the local DNS server. NAT would simply translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. DNS_ALG will request NAT for an assigned private address for the referral server and replace the external address with its assigned private address in the payload. 4. Private.com DNS server will now send the query to the DNS server for external.com, using its assigned private address, via NAT. This time, NAT would change the IP and UDP headers to reflect the External addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its assigned external address and External.Com DNS server's assigned Private address is changed to its external address. DNS_ALG will make no changes to the payload. 5. The DNS server for external.com replies with the IP address 171.68.10.1. This reply also transits the NAT. NAT would once again translate the IP and UDP headers of the incoming to reflect the private addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its private address and External.Com DNS server's external address is changed to its assigned Private address. DNS_ALG will request NAT to (a) set up a temporary binding for Host X (171.68.10.1) with a private address and (b) initiate Bind-holdout timer. When NAT successfully sets up temporary binding with a private address (say, 10.0.0.254), DNS_ALG would modify the payload to replace X's external address with its assigned private address and set the Cache timeout to 0. 6. The DNS server in Private.com replies to host A. When Host A finds the address of Host X, A initiates a session with host X, using a destination IP address of 10.0.0.254. This datagram and any others that follow in this session will be translated as usual by Twice NAT. Note, the DNS_ALG has had to change payload in both directions. 6.2. Reverse name lookups originated from private domain This scenario builds on the previous case by having host A in Private.com perform a reverse name lookup on 10.0.0.254, which is host X's assigned private address. Following is a sequence of events. 1. Host A sends a UDP based inverse name lookup query (PTR record) for "254.0.0.10.IN-ADDR.ARPA." to its local DNS server. 2. Local DNS server sends the query to the root server enroute NAT. As before, NAT would change the IP and UDP headers to reflect DNS server's statically assigned external address. DNS_ALG will translate the private assigned address 10.0.0.254 with its external address 171.68.10.1. 3. The root server, in turn, refers the local DNS server to query the DNS server for External.com. This referal transits the NAT enroute to the local DNS server. NAT would simply translate the IP and UDP headers of the incoming packet to reflect DNS server's private address. As with the original query, DNS_ALG will translate the private assigned address 10.0.0.254 with its external address 171.68.10.1. In addition, DNS_ALG will replace the external address of the referal server (i.e., the DNS server for External.com) with its assigned private address in the payload. 4. Private.com DNS server will now send the query to the DNS server for external.com, using its statically assigned private address, via NAT. This time, NAT would change the IP and UDP headers to reflect the External addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its assigned external address and External.Com DNS server's assigned Private address is changed to its external address. As with the original query, DNS_ALG will translate the private assigned address 10.0.0.254 with its external address 171.68.10.1. 5. The DNS server for external.com replies with the FQDN of "X.External.Com.". This reply also transits the NAT. NAT would once again translate the IP and UDP headers of the incoming to reflect the private addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its private address and External.Com DNS server's external address is changed to its assigned Private address. Once again, DNS_ALG will translate the query section, replacing the external address 171.68.10.1 with its assigned private address of 10.0.0.254 6. The DNS server in Private.com replies to host A. Note, the DNS_ALG has had to change payload in both directions. 6.3. Incoming Name-lookup queries This time, host X in external.com wishes to initiate a session with host A in Private.com. Below are the sequence of events that take place. 1. Host X sends a UDP based name lookup query (A record) for "A.Private.com" to its local DNS server. 2. Local DNS server in External.com sends the query to root server. 3. The root server, in turn, refers the DNS server in External.com to query the DNS server for private.com, 4. External.com DNS server will now send the query to the DNS server for Private.com. This query traverses the NAT router. NAT would change the IP and UDP headers to reflect the private addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its private address and External.Com DNS server's external address is changed to assigned Private address. DNS_ALG will make no changes to the payload. 5. The DNS server for Private.com replies with the IP address 171.68.1.10 for host A. This reply also transits the NAT. NAT would once again translate the IP and UDP headers of the incoming to reflect the external addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its assigned external address and External.Com DNS server's assigned private address is changed to its external address. DNS_ALG will request NAT to (a) set up temporary binding for Host A (171.68.1.10) with an external address and (b) initiate Bind- holdout timer. When NAT succeeds in finding an external address (say, 131.108.1.12) to temporarily bind to host A, DNS_ALG would modify the payload to replace A's private address with its external assigned address and set the Cache timeout to 0. 6. The server in External.com replies to host X When Host X finds the address of Host A, X initiates a session with A, using a destination IP address of 131.108.1.12. This datagram and any others that follow in this session will be translated as usual by the NAT. Note, DNS_ALG changes only the response packets from the DNS server for Private domain. 6.4. Reverse name lookups originated from external domain This scenario builds on the previous case (section 6.3) by having host X in External.com perform a reverse name lookup on 131.108.1.12, which is host A's assigned external address. The following sequence of events take place. 1. Host X sends a UDP based inverse name lookup query (PTR record) for "12.1.108.131.IN-ADDR.ARPA." to its local DNS server. 2. Local DNS server in External.com sends the query to the root server. 3. The root server, in turn, refers the local DNS server to query the DNS server for Private.com. 4. External.com DNS server will now send the query to the DNS server for Private.com. This query traverses the NAT router. NAT would change the IP and UDP headers to reflect the private addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its private address and External.Com DNS server's external address is changed to assigned Private address. DNS_ALG will enquire NAT for the private address associated with the external address of 131.108.1.12 and modify the payload, replacing 131.108.1.12 with the private address of 171.68.1.10. 5. The DNS server for Private.com replies with the host name of "A.Private.Com.". This reply also transits the NAT. NAT would once again translate the IP and UDP headers of the incoming to reflect the external addresses of the DNS servers. I.e., Private.com DNS server's IP address is changed to its assigned external address and External.Com DNS server's assigned private address is changed to its external address. Once again, DNS_ALG will enquire NAT for the assigned external address associated with the private address of 172.19.1.10 and modify the payload, replacing 171.68.1.10 with the assigned external address of 131.108.1.12. 6. The DNS server in External.com replies to host X. Note, DNS_ALG changes the query as well as response packets from DNS server for Private domain. 7. DNS-ALG limitations and Future Work NAT increases the probability of mis-addressing. For example, same local address may be bound to different public address at different times and vice versa. As a result, hosts that cache the name to address mapping for longer periods than the NAT router is configured to hold the map are likely to misaddress their sessions. Note, this is mainly an issue with bad host implementations that hold DNS records longer than the TTL in them allows and is not directly attributable to the mechanism described here. DNS_ALG cannot support secure DNS name servers in the private domain. I.e., Signed replies from an authoritative DNS name server in the DMZ to queries originating from the external world will be broken by the DNS-ALG. At best, DNS-ALG would be able to transform secure dnssec data into unprotected data. End-node demanding DNS replies to be signed may reject replies that have been tampered with by DNS_ALG. Since, the DNS server does not have a way to find where the queries come from (i.e., internal or external), it will most likely have to resort to the common denomination of today's insecure DNS. Both are serious limitations to DNS_ALG. Zone transfers between DNS-SEC servers is also impacted the same way, if the transfer crosses address realms. The good news, however, is that only end-nodes in DMZ pay the price for the above limitation in a traditional NAT (or, a bi-directional NAT), as external end-nodes may not access internal hosts due to DNS replies not being secure. However, for outgoing sessions (from private network) in a bi-directional NAT setup, the DNS queries can be signed and securely accepted by DMZ and other internal hosts since DNS_ALG does not intercept outgoing DNS queries and incoming replies. Lastly, zone transfers between DNS-SEC servers within the same private network are not impacted. Clearly, with DNS SEC deployment in DNS servers and end-host resolvers, the scheme suggested in this document will not work. 8. Security Considerations If DNS packets are encrypted/authenticated per DNSSEC, then DNS_ALG will fail because it won't be able to perform payload modifications. Alternately, if packets must be preserved in an address realm, DNS_ALG will need to hold the secret key to decrypt/verify payload before forwarding packets to a different realm. For example, if DNS- ALG, NAT and IPsec gateway (providing secure tunneling service) are resident on the same device, DNS-ALG will have access to the IPsec security association keys. The preceding section, "DNS-ALG limitations and Future Work" has coverage on DNS_ALG security considerations. Further, with DNS-ALG, there is a possibility of denial of service attack from a malicious user, as outlined in section 3.1. Section 3.1 suggests some ways to counter this attack. REFERENCES [1] Srisuresh, P. and M. Holdrege, "IP Network Address Translator (NAT) Terminology and Considerations", RFC 2663, August 1999. [2] Egevang, K. and P. Francis, "The IP Network Address Translator (NAT)", RFC 1631, May 1994. [3] Rekhter, Y., Moskowitz, B., Karrenberg, D., de Groot, G. and E. Lear, "Address Allocation for Private Internets", BCP 5, RFC 1918, February 1996. [4] Mockapetris, P., "Domain Names - Concepts and Facilities", STD 13, RFC 1034, November 1987. [5] Mockapetris, P., "Domain Names - Implementation and Specification", STD 13, RFC 1035, November 1987. [6] Reynolds J. and J. Postel, "Assigned Numbers", STD 2, RFC 1700, October 1994. [7] Braden, R., "Requirements for Internet Hosts -- Communication Layers", STD 3, RFC 1122, October 1989. [8] Braden, R., "Requirements for Internet Hosts -- Application and Support", STD 3, RFC 1123, October 1989. [9] Baker, F., "Requirements for IP Version 4 Routers", RFC 1812, June 1995. [10] Carpenter, B., Crowcroft, J. and Y. Rekhter, "IPv4 Address Behaviour Today", RFC 2101, February 1997. [11] Eastlake, D., "Domain Name System Security Extensions", RFC 2535, March 1999. [12] Vixie, P., Thompson, S., Rekhter Y. and J. Bound, "Dynamic Updates in the Domain Name System (DNS UPDATE)", RFC 2136, April 1997. [13] Eastlake, D., "Secure Domain Name System Dynamic Update", RFC 2137, April 1997. [14] Elz R. and R. Bush, "Clarifications to the DNS specification", RFC 2181, July 1997. [15] Elz, R., R. Bush, Bradner S. and M. Patton, "Selection and Operation of Secondary DNS Servers", RFC 2182, July 1997. Authors' Addresses Pyda Srisuresh 849 Erie Circle Milpitas, CA 95035 U.S.A. Phone: +1 (408) 263-7527 EMail: srisuresh@yahoo.com George Tsirtsis Internet Transport Group B29 Room 129 BT Laboratories Martlesham Heath IPSWICH Suffolk IP5 3RE England Phone: +44 1473 640756 Fax: +44 1473 640709 EMail: george@gideon.bt.co.uk Praveen Akkiraju cisco Systems 170 West Tasman Drive San Jose, CA 95134 USA Phone: +1 (408) 526-5066 EMail: spa@cisco.com Andy Heffernan Juniper Networks, Inc. 385 Ravensdale Drive. Mountain View, CA 94043 USA Phone: +1 (650) 526-8037 Fax: +1 (650) 526-8001 EMail: ahh@juniper.net Full Copyright Statement Copyright (C) The Internet Society (1999). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. 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